Why do Performance Appraisals go wrong?

appraisals training

Performance Appraisals Training

Performance appraisals don’t always go to plan, being prepared and able to tackle things when they don’t go as planned can make a huge difference.

Silicon Beach Training provide an impressive range of  Human Resources Training courses, including our popular Appraisals Training course in Brighton, Sussex, Train the Trainer Training courses and Managing Redundancy Training, as well as a host of Management Training courses.

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9 Deadly Performance Appraisals Mistakes –Problems to avoid

1. Managers and Employees have Bad experiences of appraisals.

It is important to accept that many people fear and dislike appraisal interviews; it can often be because of bad past experiences when being appraised. Employees often think of appraisals are a stick for Management to beat them with – an opportunity to give them a “telling – off” or to give out extra workload. Appraisals for many people seem threatening and unpleasant. It can seem to employees that their pay-rise and/or job security, depend on performing well in an appraisal. Employees may worry about appraisers who they feel do not like them. Many employees worry about their weaknesses being exposed or about feeling humiliated.

Many managers or HR professionals have also had bad experiences of appraising employees. They may understand it is their job to make changes in people but don’t know how. They may be worried worry about upsetting people and causing arguments. Appraisal interviews have a reputation for being bureaucratic and time consuming and that often make very little difference. Appraisals can seem like a burden and a waste of time to be completed as quickly and painlessly as possible.

2. The Benefits of appraisals aren’t properly explained.

People will only change if they see benefits to changing. Often appraisal systems are introduced without the benefits being made clear. As a result most people participate in appraisals because it is obligatory. They participate but see them as pointless because they cannot see the benefits for themselves.

3. There is a Lack of consultation when appraisals are introduced or remodelled.

When the people involved in delivering an appraisal system are not consulted they can become irrelevant and will cause resistance and resentment. Appraisals will be seen as:

  • A form filling exercise with no real benefit
  • Something introduced by the Personnel Department to justify its existence
  • A way of checking on people
  • A way of demanding more work
  • A way of deciding on salary, wage or bonus levels.

Because employees don’t understand what the questions on the interview form are for, their fears are heightened and they become totally disengaged with the process.

4. Most Managers aren’t trained in appraisal interview techniques.

Many managers have never been trained to conduct effective appraisals. The result is that:

  • Appraisees don’t get motivating feedback necessary to improve commitment and productivity.
  • The appraiser doesn’t learn how he/she could manage better
  • The company doesn’t get the information it needs for planning and improving what it does.
  • Employees worst fears are reinforced and sometimes this creates more problems.

5. The form is badly designed

Common problems are that the forms are too long and the questions irrelevant. The result is an off-putting, ten-page questionnaire taking much too much time to complete and resulting in a mass of data that is never even analysed.

6. The Employees job description is not clear

Without a sound definitive job description there is no sound starting point for the interview or way of measuring improvements in performance. It is impossible to evaluate someones performance if you don’t know what an appraisee is supposed to be doing. A performance appraisal should be about the improvement and appraisal of the various tasks in the job description.

7. Employees aren’t given useful feedback.

Employees want to know how they did during their interview, most people want to know how they did in relation to others.

  • What were the reoccurring themes?
  • What are the training needs discovered and what training has been planned to address them?
  • What lessons were learned?
  • What changes have been implemented or planned?

Without feedback managers are just reinforcing the idea that appraisals are just box ticking exercises and have no real impact or meaning.

8. Inadequate organisation and monitoring of appraisals.

Quite often there is no one monitoring how the appraisers are progressing. When appraisals are not organised with a realistic deadline the information cannot be transformed into an effective plan.

Timing is important.

When appraisals are conducted with pay-reviews together with the result that people clam up on things that really matter, or make up whatever they have to, to get a pay-rise.

9. Senior manager are not seen to give appraisals priority

The main reason why appraisals fail is lack of support from the most senior manager. Introducing or re-vamping an appraisal system is often left to the Personnel Department. The Personnel Manager or even the Personnel Secretary often sends out the forms and asks for them to be sent back by the due date. While it may be necessary to delegate the administration of the appraisal system  it is a good idea if the initial letter giving deadlines for return of forms are from the most senior manager.

When Performance appraisals go well

When Performance Appraisals are done well they can be one of the most powerful tools for enhancing your employee’s performance and your business’s profits. Avoiding the above nine mistakes can your help your employees to appreciate the benefits of appraisals and improve performance.

Silicon Beach Training provide an impressive range of Human Resources Training courses, including our popular Appraisals Training course in Brighton, Sussex, Train the Trainer Training courses and Managing Redundancy Training, as well as a host of Management Training courses.

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6 Responses to “Why do Performance Appraisals go wrong?”

Tweets that mention Why do Performance Appraisals go wrong? « Silicon Beach Training Blog -- Topsy.com says:

[...] This post was mentioned on Twitter by Silicon Beach, Notionline. Notionline said: Why do Performance Appraisals go wrong? http://bit.ly/eXHTXa Fuente: @sbttraining [...]

subramanyam says:

Point 9 is unavoidable. If the form is filled without bias and as it is a record, it should be made as a document to refer back and employee should be given certain number of chances in a year to refer back the form.

Point 8. It is suggested that – like you see in the advertisement where certain products are ( only specific products carry off season discount or festival discounts) – in the same line a task or project or assignment do have a red flag which carry the announcement that, “this assignment carries 10 points upwards if executed satisfactorily – time , cost, idea do have its essence” And this is to be one person only NOT a contest – can be confidential

Point 7. This information needed, required for an employee as it works as warning and also as an encouragement. Just dark-room exercise after lecturing about Human Relations etc., finally never allow the employee to understand his own performance is like assassinating these resources. In some companies selective leaks from HR about selected employees – is only to serve the self interests of the HR.

For all points from 1 to 6:
HR department is totally different from other departments. This simple logic has to be drilled in the minds of the HR managers. HR is not marketing, not accounting or finance not about manufacturing or need not worried about programming. It’s like a politician in a corporate meeting. A kind of ( a kind of!!) facilitator, a middle man, like a watchdog and must be a go between the employee and employer. In reality these people assume that they are the Gods! They who give you the job and salary and has got the right to snatch it away when you stop going to church!!!

A massive and extraordinary effort is needed to change the perception of this.

On 12/20/10 12:30 PM, Mani BC added the following clarification:
I missed to quote what Mr. Ramesh has said in FIRST line itself. It is “One probably you missed is corruption.”

Heather Buckley says:

Thanks for this Mani – great stuff

Heather Buckley says:

Thanks to Randy Webb – Principal at Enterprise Performance Partners LLC For this response on LinkedIn -

“You’ve gotten some great answers, Colin, and the article was pretty good.

In one of my earlier answers to a similar question I made the point that it is all about “how am I doing?” and in a perfect world and perfect organization, giving people feedback would happen all of the time, and we wouldn’t need appraisals or they’d become a no brainer.

If the PA is the only or primary way you tell employees how they are doing it is guaranteed not to work. Managers will go through the motions or fake it, both employees and managers will resent the process, and the PA will bear little or no relation to actual performance.

Do all the things that people here have suggested and a couple more. Teach your managers at all levels how to give effective feedback and encourage (motivate, reward???) them to do it.

The behavior must be modeled from the top. If the C suite isn’t truly committed to doing them, then running out a program companywide is pretty much spitting into the wind.

Whatever you do, keep them simple. Evaluate the critical few items and make those mostly goals, measurable, achievable goals. If your people don’t have those then you are really in trouble.

Then do them consistently and bring managers together to compare notes on how they are doing them. Take the time to ask how well the PAs are working for both the managers and employees and incorporate changes that they suggest.”

Ramesh says:

One probably you missed is corruption.

Let me tell you a case study- my own experience.

One of our programmers was not good in communication, despite our efforts to train him to communicate. However, he could do the coding if he understood. So we used to explain him in local language ( telugu) and he used to deliver reasonably OK. He was paid X amount and was not the best.

This chap resigned one day as he is picked up by a MNC for 3 X salary. My COO and I took the exit interview and this chap was looking at me and answering in Telugu for all the questions of the COO. We asked how he got the job. He said, he was recommended by a placement consultant and there were 3 rounds of interview.

I was happy for him. But, it was bugging me as to how this chap got 3X salary and what this MNC saw in him, that I did not see in 4 years he was with me.

Then I cam across a Ex-HR person who worked in that MNC and revealed startling details.

She said, the guys are recommended by the placement consultant and the team interviews and selects the candidate. After 6 months, the placement consulatant gets his money. And the story begins now. This new person is assigned work and the team manages, even if he does not work. When the performance appraisals are due, the person knows he is a misfit and may be thrown out. At this time the team ( including the Leader) comes to the rescue. Depending on the person’s weakness, an amount is decided, which is paid by the person to stay in the team. And he is safe for another year!

Innovation, co-operation and humanity at its’ best !!

Why Experts Aren’t Always Great Managers – Tips For Promoting From Within « Silicon Beach Training Blog says:

[...] specifically, skills such as judging performance, conducting appraisals, motivating, managing conflict, and dealing with disciplinary issues don’t just come out of [...]

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